Disciplinary Action Steps for Addressing Misconduct
As the "Employer," you can take the following disciplinary action steps to ascertain the "truth" in respect of acts of misconduct alleged against the "delinquent employee":
1. Frame a proper show-cause notice/charge-sheet which should contain/include:
a) Date,
b) Time,
c) Place of occurrence of the alleged acts of misconduct as reported, and
d) Some details of the alleged/reported acts of misconduct.
(For these basic data, either you yourself or others who were subjected to reported/communicated verbally, perhaps, acts of misconduct may write the complaints and/or reports for records to be examined later during enquiry proceedings.)
2. Issue the show-cause notice/letter or the charge-sheet to the delinquent employee for his information, advising him in the letter/charge-sheet itself to "submit his written reply/written explanation in his defense, within two or three working days (as stated in the set of/codified service rules) informing him that on the receipt of his reply-in-defense, an enquiry (domestic/internal/managerial as is commonly known) shall be held by an enquiry officer in accordance with the twin principles of natural justice and the prescribed procedures for such internal enquiries and on completion of which necessary disciplinary action shall be taken."
3. Appoint an enquiry officer who should be well-versed with principles of natural justice and examination or cross-examination opportunity, etc., who should inform the delinquent employee in writing about the date, time, place/venue of the inquiry and commence, conduct, and conclude enquiry proceedings expeditiously in an unbiased/unprejudiced manner, being fair, just, and proper throughout.
4. Based on the enquiry report with definite and conclusive findings, take necessary disciplinary action including proportionate punishment.
Wishing you confidence & success.
Regards, Harsh K Sharan
Kritarth Consulting Team, Bengaluru Service Delivery Centre, 15.5.2020