Need Help Creating an HR Audit Plan with Critical Control Points – Any Advice?

Spokhriyal18
Hi All,

If anyone knows how to make an Audit Plan for the HR Department, including Critical Control Points, please do let me know.

Regards,
Pokhriyal Shalini
munmun.bhoir
Few main process performance indicators for the HR department include employee satisfaction, trainings, ensuring timely availability of resources as per the organization's requirements, salaries, etc.

Thanks,
Munmun Bhoir
Cite Contribution
Greetings,

Please consider the following:

Employment/Recruitment

Staffing and selection paperwork

Affirmative Action forms

Posting information

Background verification documents maintained

Training and Development

Programs are readily available to staff

Documents maintained with access to report generation on ROI

Tracking attendance

Benefits

No phantom participants

Compliant with Mediclaim

Paying correct rates

Compensation/Payroll

Correct use of the contract of employment

Employees are correctly graded

Job descriptions are available for all positions or grade categories

Limited access to systems/records

Provident Fund Accounts are secure and only used when necessary

Employee Relations

Correct documentation of investigations

Warning/disciplinary letters

Policies and procedures are readily available to staff

Required posters are visible to staff

Sick and vacation tracking are accurate

Manager's Understanding of Policies/Practices

How to handle complaints of harassment

How to calculate/report overtime

Difference between exempt and non-exempt

Giving employment references

Affirmative Action requirements, medical leaves, and mediclaim benefits

Consistent application of policies and procedures

Record Keeping

Attendance, sick, and vacation tracking

Overtime reporting

ESIC/Mediclaim/PF applications

Temporary worker tracking

Accessibility/safety/security of records

Accuracy of records

Employee Files

What is and isn't in the employee file

Access to the file

Safety and security of the files

Records

Employee files are kept in a safe and secure area

Limited access to files

Necessary paperwork is readily available (job description, application, emergency contact)

Certain records are kept separate from the employee file (references, medical records, investigatory documents)

Regards,

(Cite Contribution)
lishadey
The indicators to evaluate the efficacy of the HR department will be on all the major functions of the HR department:

Recruitment - Talent Requisition

Training and Development

Performance Appraisal

Attendance and Payroll

Statutory compliances like PF, ESI, Maternity Benefit Act, Bonus, etc.

Disciplinary proceedings

Employee record keeping

Exits

Lisha
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